FINRA FINRA-SERIES-6 Exam Dumps

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FINRA FINRA-SERIES-6 Exam Dumps

Vendor: FINRA
Exam Code: FINRA-SERIES-6
Exam Name: FINRA Investment Company and Variable Contracts Products Representative Examination (IR)
Certification: FINRA Certifications
Total Questions: 325 Q&A
Updated on: Dec 01, 2024
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FINRA FINRA-SERIES-6 Last Month Results

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High Score Rate in Actual FINRA Exams
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Same Questions from the Latest Real Exam

FINRA-SERIES-6 Online Practice Questions and Answers

Questions 1

On Friday, August 6th, the Board of Directors of Ecolab (ECI) announced that it would pay a dividend of $0.155 a share to shareholders of record as of Tuesday, September 21st.The dividend checks were scheduled to be mailed on Friday, October 15th. In this scenario, the payment date is:

A. Friday, August 6th.

B. Friday, September 17th.

C. Tuesday, September 21st.

D. none of the above.

Show Answer
Questions 2

A bond has a face value of $1,000, matures in 12 years, and pays an 4% coupon, with interest paid semiannually. If the bond is priced to yield 3.5%, it is selling:

A. at par.

B. at a discount.

C. at a premium.

D. at its maturity value.

Show Answer
Questions 3

The difference between a “redemption fee” and a “rear-end load” is that:

A. the redemption fee is another name for a 12b-1 fee, which is an annual expense associated with the fund.

B. a rear-end load is used to compensate a salesperson who has sold shares of the fund; a redemption fee is charged to offset the expenses a fund incurs in processing share redemptions.

C. the redemption fee refers to charges incurred by the fund when it sells securities it owns; the rear-end load is a fee that is incurred by investors in the fund when they redeem their shares of the fund.

D. There is no difference. These are synonymous terms.

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Leads4Pass FINRA Certifications FINRA-SERIES-6 Exam Analysis

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FINRA Investment Company and Variable Contracts Products Representative Examination (IR)(FINRA Certifications)
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